Alabama Securities Commission

  • Agency: Alabama Securities Commission
  • Address: 401 Adams Ave, Suite 280, Montgomery, 36104 AL
  • Chief:
Phone: 334-242-2984
Fax: (334) 242-0240

Alabama Securities Commission is located at 401 Adams Ave, Suite 280, Montgomery, 36104 AL. The Alabama Securities Commission phone number is 334-242-2984.

Alabama Securities Commission News

Here are a few tips to help keep the #Halloween budget low

Financial literacy isn't spooky! Learn more about financial preparedness at

Alabama Securities Commission Issues Advisory - Marijuana Related Investmenst

Marijuana-Related Investments: Greener Pastures or Just Another Scam?

California Man Pleads Guilty to Securities Fraud in Baldwin County

Alabama Securities Commission Cracks Down on Unregulated Crypto-currency Initial Offerings

Watch for Scams in Florence's Wake

A good deal today will still be a good deal tomorrow. Take your time when making financial decisions.

California Resident, Daniel Scott Register, Pleads Guilty to Securities Fraud


Alabama Securities Commission Updates Coordinated Crypto Crackdown

Some interesting tips on how you can #save on school supplies.

The ASC hopes you had a great first day #back2school! Make this year a great one!

The Alabama Securities Commission is to financial fraud what these Auburn & Alabama players are to LSU. If you believe you may have been a victim of financial fraud call the ASC at 1-800-222-1253. If you would like to learn more about avoiding financial fraud visit the education section of the ASC website.

This weekend is #collegefootball kickoff. You probably already know where you're going to watch the game, who with and what you'll eat while watching. Have you taken as much time to plan for retirement? The Alabama Securities Commission offers free resources about making wise financial decisions and how to protect your assets from financial fraud. Visit for details.

Founder of Lee County-Based Company, Kyle Geoffrey Sandler, Convicted of Securities Fraud

Former Financial Advisor, Derek Neal York, Sentenced to Prison for Securities Fraud

ASC Director Borg receives a Lifetime Achievement Award from the Alabama Senior Citizens Hall of Fame