Alabama Securities Commission

  • Agency: Alabama Securities Commission
  • Address: 401 Adams Ave, Suite 280, Montgomery, 36104 AL
  • Chief:
Phone: 334-242-2984
Fax: (334) 242-0240

Alabama Securities Commission is located at 401 Adams Ave, Suite 280, Montgomery, 36104 AL. The Alabama Securities Commission phone number is 334-242-2984.

Alabama Securities Commission News

It looks like these deals may be a good way for seniors to save some $.

Remember fraudsters dress for success. A fancy suit and car can be part of the scam. Before you invest, contact the ASC to check the license of the financial professional. Call: 1-800-222-1253

Seventy four years ago today, President Roosevelt signed the GI bill. One of the most important components of this legislation was providing money, for education, to soldiers. The Alabama Securities Commission is incredibly thankful for the sacrifices of our service men and women. The ASC is proud to offer free financial education resources (and presentations upon request) to service men and women, as well as veterans. These resources are available on the ASC website at

Fraudsters capitalize on the kindness of the elderly. Grandparents and parents come from a generation where hanging up the phone on someone was unacceptable. Remind them, DON’T BE SWEET! If they don’t know who is calling they CAN and should hang up the phone.

A little #WednesdayWisdom courtesy of SEC Chairman Jay Clayton. SEC Office of Investor Education and Advocacy

These are some great, inexpensive activities for summer time!

It is #WorldElderAbuseAwarenessDay The Alabama Securities Commission is proud to have played a role in getting this day recognized in the great state of Alabama! For more information about how to prevent elder abuse visit the education section of the ASC website-

Happy Birthday to The United States Army! U.S.Army

"A trusted guardian can be a wonderful resource," ASC Director Joseph Borg said. "But sometimes guardians may take advantage of the trust placed in them to look after the people or assets in their care." #WorldElderAbuseAwarenessDay

If #IHOP can go from pancakes to burgers, you can go from spender to saver. Visit for free resources about preparing for the future. #MondayMotivation

Director Borg in Birmingham speaking to ACAMS proffessionals about crypto sweep.

Have you heard? The SEC will be in Atlanta June 13 for a Town Hall-Investing in America, the SEC comes to you! Sign up and come meet the “other” SEC here:

#FinancialFriday The term today is independent broker. #ASC

Did you know?

Oh the things you will know! When you visit the ASC website,, to learn about protecting yourself from fraud and saving for the future. #WednesdayWisdom

Check out our new handout "Tips for Safer Social Networking on the Internet" and avoid online investment #scams

It's okay to need a little help. Visit for free investor education materials on everything from avoiding becoming a victim of financial fraud to saving for the future.

It's #NationalDonutDay! Score freebies and put the #savings in the bank!

We are incredibly proud to have played a role in establishing Elder Abuse Awareness Day and we are looking forward to speaking to the #BullockCounty community on the 13th. If you're interested in attending more details can be found in the attached article.

As the Alabama summer begins to hit, don't be tempted to spend $$ on expensive frozen coffee drinks. Instead opt for a make at home option, costing about a $1.00, and put the savings in the bank! #Saving #Investing

Great video about financial planning for gen X. Courtesy of When I'm 65

"For example, if the ICO is considered to include the offer and sale of securities, the offer and sales of the coins or tokens in the ICO must be registered with appropriate securities regulators"