Alabama Securities Commission

  • Agency: Alabama Securities Commission
  • Address: 401 Adams Ave, Suite 280, Montgomery, 36104 AL
  • Chief:
Phone: 334-242-2984
Fax: (334) 242-0240

Alabama Securities Commission is located at 401 Adams Ave, Suite 280, Montgomery, 36104 AL. The Alabama Securities Commission phone number is 334-242-2984.

Alabama Securities Commission News

A good deal today will still be a good deal tomorrow. Take your time when making financial decisions.

California Resident, Daniel Scott Register, Pleads Guilty to Securities Fraud


Alabama Securities Commission Updates Coordinated Crypto Crackdown

Some interesting tips on how you can #save on school supplies.

The ASC hopes you had a great first day #back2school! Make this year a great one!

The Alabama Securities Commission is to financial fraud what these Auburn & Alabama players are to LSU. If you believe you may have been a victim of financial fraud call the ASC at 1-800-222-1253. If you would like to learn more about avoiding financial fraud visit the education section of the ASC website.

This weekend is #collegefootball kickoff. You probably already know where you're going to watch the game, who with and what you'll eat while watching. Have you taken as much time to plan for retirement? The Alabama Securities Commission offers free resources about making wise financial decisions and how to protect your assets from financial fraud. Visit for details.

Founder of Lee County-Based Company, Kyle Geoffrey Sandler, Convicted of Securities Fraud

Former Financial Advisor, Derek Neal York, Sentenced to Prison for Securities Fraud

ASC Director Borg receives a Lifetime Achievement Award from the Alabama Senior Citizens Hall of Fame

Morgan County, Alabama Man Indicted for Alleged Theft, Forgery, and Securities Fraud

Congratulations to Director Borg for receiving the Life Time Achievement Award from the Alabama Senior Citizens Hall of Fame. This recognition comes from Director Borg leading the ASC to a continued record of success in the areas of legislation, information initiatives and successful prosecutions supporting the wellbeing of senior citizens in Alabama. (Director Borg is pictured; back row far left)

Remember con artists dress for success. Before you give anyone investment money, call the Alabama Securities Commission to check the license/registration.

ASC Director Borg in Lagniappe - Alleged securities fraud defendant arrested in Moldova, extradited to Baldwin County

Fridays are sweet! If someone you don't know calls, you don't have to be. Scammers can take advantage of the kindess of the elderly and use the telephone as a tool. Remind your older friends and family if they don't know who is calling, don't pick it up! #Friyay

Are you headed back to school soon? The Alabama Securities Commission is proud to work alongside educators to provide field trips! If you're interested in learning more visit: We cover topics like, "A Path to Financial Readiness", "Fraud Prevention and Investor Protection" and much more!

Hey Students & Teachers, your friends at the ASC hope you have a fantastic school year! #Back2School

That's a great #saving tip! Put what you don't spend towards your saving/investing goals.

We love Alabama's teachers and yesterday we got to spend the lunch hour with them to discuss financial literacy! Thanks for all you do to educate Alabama's young people. #TeachersRock The Alabama Cooperative Extension System Alabama Department of Education Check out the highlights from yesterdays event below...

Our mission is to protect investors from securities fraud and preserve legitimate capital markets in Alabama.